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Force, Strain, and Stress of Ventilator-Induced
Lung Injury
Ventilator-induced lung injury (VILI) is usually addressed
in terms of force, strain, and stress. It is helpful
to define these entities: force is equal to pressure
times area, strain is the relative change in shape or
size of an object due to externally applied forces,
and stress is the internal force (per unit area) associated
with the strain. In determining the forces that act
on the lung and that might potentially cause injury,
it is important to understand what the forces are that
are actually distending the lung. This is often addressed
by measuring the pressures at the airway opening. During
controlled mechanical ventilation, the plateau pressure
(Pplat: the pressure measured at end-inspiration when
there is no flow) represents the pressure required to
inflate the entire respiratory system (lung plus chest
wall); but in terms of stresses on the lung, the important
pressure is the distending pressure of the lung -- the
transpulmonary pressure (Ptp). This issue becomes very
important in patients who have a relatively stiff chest
wall (eg, massive ascites). From a respiratory mechanics
point of view, the chest wall is largely made up of
the rib cage and the abdomen. For example, if the Pplat
is 30 cm H2O and the patient has a stiff chest wall
with an elastance (inverse of compliance) equal to 15
cm H2O, then the Ptp is only 15 cm H2O. However, if
the chest wall has a relatively low elastance (eg, 5
cm H2O), then the Ptp is 25 cm H2O, and the lung is
possibly being overdistended. Consideration of chest
wall mechanics is thus important in assessing the factors
leading to a high airway pressure; and most importantly,
this has an impact on how one ventilates patients with
ARDS. In a patient with a compliant chest wall, it may
be reasonable to ventilate the patient with a Pplat
of 30 cm H2O; but in a patient with a very stiff chest
wall, maintaining the Pplat at less than 30 cmH2O could
lead to underventilation.
In assessing the propensity to lung injury, it is helpful
to understand the supporting structures of the lung
as well as the stresses and strains put on the lung
during ventilation. In a homogeneously expanded lung,
the stress distribution is also relatively homogeneous.
However, in areas of the lung surrounding regions of
the lung that are collapsed, the stresses can be extremely
high, as pointed out by Mead and colleagues[5] more
than 30 years ago. The targets of injury in the lung
are the fiber system of the extracellular matrix, the
alveolar cells, and the endothelial cells. The fiber
system consists of a number of elements, including collagen
and elastin, that are prone to stress failure, especially
in relation to regions of inhomogeneity. One can think
of the putative mechanisms leading to excessive stress
or strain as leading to either stress failure of the
membrane of the matrix and/or cell activation of resident
or itinerant cells. These stimuli lead to inflammation,
repair, and remodeling of the lung.
There have been a number of studies that have examined
what happens when one overstretches alveolar cells.
At relatively low levels of stretch, there is no activation;
at midlevels, there can be release of various cytokines
and chemokines from cells; and at very high levels of
stretch, cell death can occur. Stretching of alveolar
cells in vitro leads to release of interleukin-8 and
metalloproteinase activity, which can lead to neutrophil
attraction and activation, as well as alterations in
extracellular matrix. These changes also occur ex vivo
and in vivo in various animal models and in patients
with ARDS. A recent study using antibodies to CXC-chemokines
and CXC-receptors has demonstrated the importance of
this mechanism in VILI.[6] Further confirmation was
obtained in knock-out mice in which the gene coding
for the CXC receptors was knocked out. It is important
to point out, however, that one has to be careful in
extrapolating the size of the specific tidal volume
(Vt) that can lead to injury among animal models and
humans since the relationship between Vt normalized
to body weight (Vt/kg) varies greatly among species.
For example, at a Vt/kg of 10, the average alveolar
diameter in a mouse is roughly 3 times that of a human.
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